Day: January 12, 2022

Recommended Procedures for Compliance Members and Candidates Suggested methods by which members and candidates can acquire and maintain understanding of applicable laws, rules, and regulations include the following: Stay informed: Members and candidates should establish or encourage their employers to Read More …

Relationship between the Code and Standards and Applicable Law Some members or candidates may live, work, or provide investment services to clients living in a country that has no law or regulation governing a particular action or that has laws Read More …

INVESTMENT ANALYSIS, RECOMMENDATIONS, AND ACTIONS A Diligence and Reasonable Basis Members and Candidates must: 1 Exercise diligence, independence, and thoroughness in analyzing investments, making investment recommendations, and taking investment actions. 2 Have a reasonable and adequate basis, supported by appropriate Read More …

Standards of Professional Conduct PROFESSIONALISM A Knowledge of the Law Members and Candidates must understand and comply with all applicable laws, rules, and regulations (including the CFA Institute Code of Ethics and Standards of Professional Conduct) of any government, regulatory Read More …

Why Ethics Matters Ethics can be defined as a set of moral principles or rules of conduct that provide guidance for our behavior when it affects others. Widely acknowledged fundamental ethical principles include honesty, fairness, diligence, and care and respect Read More …

It is a procedure of matching organizational requirements with the skills and qualifications of people. Effective selection can be done only when there is effective matching. By selecting best candidate for the required job, the organization will get quality performance Read More …